quant7 alpha · q7 aegis ai · the program

The Seven Principles

charter v1.0

effective 2026-05-13

snapshot S1 RX79

Each principle is enforced by one or more named agents in the 7-agent Q7 AEGIS AI program. Status reflects the live verification pipeline:PASS = backing artifact current ·WATCH = soft threshold breach ·FAIL = incident open ·AWAITING = verification pipeline pending. A grey “awaiting” light is an honest “not yet wired” — never a claim of compliance.

pass

4 /7

watch

0 /7

fail

0 /7

awaiting

3 /7

01

Testable Investment Thesis

● PASS

Calibrator* · Researcher · Validator

Every engine has a non-ambiguous, data-validated hypothesis about which market condition it exploits.

artifact: Heat Map · configs

02

Robust Risk Management

○ AWAITING

Sentinel* · Auditor

Multi-layer risk stack: ELU cap, circuit breakers, rolling halts, LIQ_GUARD, regime suppression.

Sentinel live-fill ingestion not yet wired. Expected Week 4-6 (Track 4 · Sentinel).

03

Structured, Repeatable Process

● PASS

Calibrator* · Auditor

100% rule-based; same data → same trades; RX-cycle governance; version-controlled.

artifact: Cycle JSON · seed

04

Sophisticated Execution

● PASS

Calibrator* · Sentinel

4-leg adaptive exits, MFE ratchets, vol-adaptive TP, per-engine allocation, Keltner trailing.

artifact: Cycle JSON · exit reasons

05

Continuous R&D

○ AWAITING

Researcher* · Trainer · Adjudicator

Quarterly ML retraining; warm-start optimization; Λ-Vol research integration; alpha-decay awareness.

Researcher agent not yet running; quarterly retraining cadence tracked manually until then. Expected Week 4-6 (Track 4 · Researcher).

06

Rigorous Attribution

● PASS

Calibrator* · Sentinel

20-point defect scan; FX-tagged changes; trade-level engine-tagged attribution.

artifact: Cycle JSON · defect scan

07

Operational Excellence

○ AWAITING

Agent program* · Auditor

Institutional MRM executed by a multi-agent system. SR 11-7 aligned (fit-for-purpose); agentic AI governed and auditable by design.

Auditor monthly compliance run not yet active; Charter v1.0 effective 2026-05-13. Expected Week 4-6 (Track 4 · Auditor monthly).

quant7alpha.com/program/principles* = primary enforcer agentpage 1 of 1
Quant7 Alpha

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Algorithmic trading carries substantial risk of loss. Q7 AEGIS AI is a calibrated trading system published for informational and execution purposes only. Quant7 Alpha, LLC does not custody client assets, does not provide personalized investment advice, and is not a registered investment advisor.

Performance figures are labelled by tier in the master scoreboard. Calibration figures are tick-replay backtest aggregates over the stated audit window. Forward-test and live (owner-account) figures publish once each gate is cleared. Past performance — in any column — does not guarantee future results.

SR 11-7 risk-management aligned · CFTC-regulated lane for S7 · self-custody for digital assets · trade-scope API keys only · no withdrawal scope, ever.

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